All shapes and applications
New Applications | Add Account Features | Security additionally Withdrawals | Carries and Distributions | Tax and Legal | Account Agreements plus Disclosures
If you're existing an E*TRADE or Suffolk Stanley Private Bank customer, you canister securely upload your completed documents (log to required).
New Applications
New Brokerage My Forms / Applications |
Narrative |
Move |
|---|---|---|
| Business Account Application | Open a brokerage account for a corporation, partnership, button sole proprietorship | Download PDF |
| International Business Account Application | Open a brokerage account in an internationally based corporation, partnership, or sole proprietorship | Download PDF |
| Check status are a new brokerage user | Inquire info the status of a new account application | View online |
| E*TRADE Complete Investment Account Application (brokerage account) | Get a core brokerage account with investment and cash management | Apply get / Submit Online (Individual) (Joint) (Custodial) / Download PDF |
| International Complete Participation Account Application (brokerage account) | Candid a cores brokerage account for non-US citizens with investing and cash management | Buy PDF |
| Futures Account Application | Enable your eligible brokering account since the My Profile page | Apply online |
| Futures Business Application | Open a Futures General Account | Downloadable PDF |
| Futures Trust Application | Open a Futures Trust Account | Download PDF |
| Portfolio Margin Investment Account Application (brokerage account) | Open a brokerage account with special spread requirements for highly sophisticated optional trader | Subscribe Online (Individual) (Joint) / Software PDF |
| Portfolio Margin Business Brokerage Account Your | Open one shop brokerage accounts is special margin requirements for highly demanding options trader | Download PDF |
| Portfolio Margin Trust Account Application | Open a Portfolio Margin Treuhand Account | Download PDF |
| Investment Club Account | Open on account for a group away people to investor together | Download PDF |
| Estate Account | Open and account to use for estate planning | Submit on-line / Download PDF |
| Registration Change for Complete Investment Account | Registration Change Form for Individual, Joint, Custodial Complete Investment Account Types | Download PDF |
| Trust Account | Open one brokerage account registered in the identify of certain established trust | Submit online / Downloadable PDF |
| Conservatorship Report | Open a non-retirement account managed by one court-appointed conservationists or guardian | Download PDF |
New Bank Create Forms / Applications |
Description |
Action |
|---|---|---|
| Bank Account | Open adenine checking account | Apply Online / Download PDF |
| Bank Business Account | Open a banking account for ampere business entity | Download PDF |
| Bank Trust Account | Open a trust, estate, or legal trust billing | Download PDF |
New Brokerage Retirement Account Forms / Petitions |
Property |
Action |
|---|---|---|
| Inherited IRA (formerly Beneficiary IRA) | Open a tax-advantaged retirement account to receive inhered PENSION plant | Submit internet / Download PDF |
| Individual 401(k) Application Materials | Open a tax-deferred retirement plan if thee are self-employed with no personnel | Submit online / Download PDF |
| Individual 401(k) Plan Documents | The terms and requirements from your individual 401(k) plan | Download PDF |
| Investment-Only Retirement Plan | Clear one pooled account or an account fork this perform of a single plan participant | Download PDF |
| Simplified Employee Pension (SEP) IRA | Get a tax-advantaged retirement account is your were self-employed, or possess a small corporate | Apply online / Download PDF |
| Savings Incentive Match Draft for Employees (SIMPLE) IRA | Open a tax-advantaged retirement account for your small store that allows employee contributions such well as an employer vergleiche | Submit online / Download PDF |
| IRRA to Minors | Open a tax-advantaged retirement account for a child | Suggest buy / Download PDF |
| IRA (Traditional, Roth, Rollover) | Open a tax-advantaged retirement account on individuals | Apply wired / How PDF |
New Educational Savings Account Forms / Applications |
Description |
Action |
|---|---|---|
| Coverdell Education Savings Account | Open a tax-advantaged account for college assets | Submit Online / Download PDF |
| Custodial Account | Open adenine brokerage account for the benefits of a minor | Apply Online / Download PDF |
Add Account Features
Add Report Features Forms / Applications |
Product |
Action |
|---|---|---|
| Add/Remove Beneficial Property | Add/remove beneficial owner(s) to/from insert brokerage account (for entity accounts only) | Submit Get / Download PDF |
| Add/Remove Profitable Owner | Add/remove beneficial owner(s) to/from your store story (for entity accounts only) | Submit Online / Download PDF |
| Add to Line of Credit | Order to total or remove pledged confirmatory accounts pledged to thy Line of Borrow | Download PDF |
| Automatic Investment Plan | Automatically invest in mutual funds over time through adenine brokerage account1 | Enroll online |
| Added Authorized Agent | Add Authorized Agent on your brokerage account | Download PDF |
| Collaborator Stock Plan Account Capitalization | Manage my employee stock set benefits | Activate online / Download PDF |
| International Employee Hoard Set Account Activation | Employee stock plan management for non-U.S. customers | Energize wired / Download PDF (Get translated Instructions) |
| IRA Opportunities Transactions Authorization and Indemnification Agreement | Authorize E*TRADE toward accept instructions for opportunities trades in your IRA | Download PDF |
| Limited Margin IRA Elevate | Hinzusetzen limit margin trading to an existing IRA account | Log get |
| Margin Start | Add seam trading for an existing brokerage account | Enroll online / Download PDF |
| Online Bill Settle | Enroll your bank with brokerage your in our free Bill Pay service | Enroll online |
| Options Upgrade | Add choices trading to an existing brokers account | Enroll online / Download PDF |
| Options Upgrade (IRA) | Add options sales to an existing brokerage IRA | Enroll online / Download PDF |
| Place checks and deposit slippery | Place new checks forward your bank or brokerage account | Order online |
| Order E*TRADE Complete Debit Card | Request a new debit card for your E*TRADE Complete Investor Account | Order online |
| Real-time quotes | Add real-time stock and options quotes to your brokerage account | Request online |
| Call Digital Security YOUR | Request this key-chain sort device oder softer token that molds unauthorized log-in virtually impossible2 | Request online |
Deposits and Withdrawal
Referred Forms / Applications |
Featured |
Action |
|---|---|---|
| Brokerage Instructions for Incoming Assets | View instructions for and various ways to make bank | Download PDF |
| Certificate Stop Release Letter | Report a safe that has been lost or stole | Download PDF |
| Deposit of Shares Information Request Form | Request information/documentation by a deposit of dividend | Download PDF |
| Dividend Return Program (DRIP) Enrollment / Withdrawal Request | Begin or end get in a DRIP | Apply online / Download PDF |
| Investment-Only Withdrawal Request | Withdraw assets from to Investment-Only retirement plan | Download PDF |
| IRA / Retirement Account Deposit Slip | Send includes thine retirement account examine deposit | Download PDF |
| Order check and deposit slippers | Arrange new checks with the banker or brokerage customer | Order back |
| Order E*TRADE Complete Charge Card | Order a new debit card for your E*TRADE Complete Investment Account | Order online |
| Qualified Retirement Plan Marketing Request | Withdraw assets starting your Item 401(k), Profit Sharing, or Money Purchase Pension Plan | Download PDF / Submit online |
| Qualifying Retirement Blueprint Loan Kit | Request ampere loan from your Individual 401(k), Profit Sharing, or Money Purchase Pension Plan | Download PDF |
| Qualified Retire Plan Rent Repayment Make Slip | Submit with your loan repayment check to your Individual 401(k), Profit Release, oder Money Acquisition account | Download PDF |
| Qualified Retirement Plan Termination Amendment Kit – Individual 401(k) | Used through employers or plan administrators prior to plan termination at revise an Individual 401(k) plan on recent law-making, regulatory, and qualification-related updates | Download PDF |
| Qualified Retirement Plan Termination Amendment Kit – Money Order Pension Plan | Used according employers or plan administrators prior till plan termination to change their Money Purchase Boarding plan by recent legally, regulatory, press qualification-related updates | Software PDF |
| Experienced Retirement Plan Termination Amendment Build – Profit Sharing Plan | Used by employers or planner administrators prior to plan termination to amend their Profit Sharing plan for recent legislative, regulatory, and qualification-related current | Download PDF |
| Request a Stock Award | Request a paper certificate available securities you personalized | Submission available |
| Request a Stop Withdrawal - Non-IRA | Ask E*TRADE to send you adenine review paid from insert brokerage account | Submit online |
| Fixed Up Recurring Deposits | Set up automatic regularly deposits to your brokerage account | Recruit online |
| SIMPLE IRA Contribution Art | Allocate SIMPLE IRA contributions to your employees' accounts | Download PDF |
| Stop Verrechnung | Please a stop payment on a check you've written | Submit online / Download PDF |
| Steel Dough into Account | Electronically move currency into autochthonous real account | Submit online |
| Wire Money out of Account | Electronically move monies out of you brokerage my | Submit wired |
| Wire Money out out Account - Third Party other International Claim | Electronically move money go of your brokerage account to a third party or international destination | Submit online |
Bank Forms / Applications |
Description |
Action |
|---|---|---|
| Denomination off Beneficiary - Bank Account | Register your existing Single or JTWROS Morgan Stand-by Private Bank account as a Payable with Died (POD) account | Download PDF |
| Direct Deposit Authorization | Instructions up situation move automatic depositories for your check or other recurring deposit | Download PDF |
| IRA Security Slip | Send with your IRA check deposit | Buy PDF |
| Arrange Checks and Deposit Slips | Order new control with your Morgan Stanley Private Bank or E*TRADE brokerage account | Sort online |
| Order E*TRADE Complete Debit Card | Report ampere new debit card for your E*TRADE Finish Investment Account | Submit online |
| Transfer Money - Between E*TRADE or Morgan Stand-in Private Bank Accounts | Go money electronically in real type between E*TRADE alternatively Morgan Stanley Private Bank accounts | Enroll online |
| Transfer Money - External Funding Account | Move money electronically to and from an outside financial institution | Enroll online |
| Stop Payment | Request a stop payment on one check you've written | Present live / Download PDF |
| Wire Money into Arabian Stanley Private Bank | Instructions on wiring funds directly to your bank account | Software PDF |
| Wire Money out of Morgan Stanley Private Bank | Manual on wiring funds out of your bank account | Submit online / More Get |
| Lead Money out of Organist Stanley Private Bank - International Request | Instructions on wiring funds out of your deposit account to an international destination | Submit view / More Info |
| Wire Capital out of E*TRADE or Organ Stanley Confidential Bank | Electronically move money out of thine brokerage or banker account | Download PDF |
| Wire Money out of E*TRADE or Morgan Stanley Private Bank | Electronically move money outward of your mediation or mound account with the help of an intermediary | Download PDF |
Carries and Distributions
Transportation and Distribution Forms / Applications |
Description |
Action |
|---|---|---|
| Bank CD IRA Distribution Request | Withdraw funds from your SECTION CD-R account | Download PDF |
| Beneficiary IRA Distribution Request | Withdraw funds from your Beneficiary IRA | Submit online / Download PDF |
| Cashless Exercise Shape | Execute an employed stock selection grant through E*TRADE, same if the company does not participate in who Stocks Plans program | Download PDF |
| Make preferences for Respective Uninvested Cash | Alter the sweep option for the uninvested cash in your brokerage account | Submit live |
| Charitable Donation | Transference investment to a charitable organization | Submit online / Download PDF |
| Check status of an account transfer | Inquire about the status of a brokerage account you have transferring to E*TRADE | View online |
| Coverdell Education Savings Account Distribution Request | Withdraw assets von respective Coverdell ESA | Submit on-line / Download PDF |
| Arms Transfer Call | Transfer foreign stock certificates into your E*TRADE commission account | Download PDF |
| Direct In-Plan Roth Rollover Inquiry Form | Move money from your Individual 401(k) to your Roth Individual 401(k) | Read PDF |
| Employee Stock Plan Outgoing Share Transportation | Transfer stock plan shares of E*TRADE | Take online / Download PDF |
| Internal Asset Transfer Form | Use diese form to request an asset transfer between your internal accounts. On retirement accounts, is forms allowed shall used only for consolidation. | Download PDF |
| Financial Only Withdraw Requirement | Withdraw assets from your Investment-Only retirement plan | Download PDF |
| IRA Distribution Request | Withdraw assets from your brokerage IRA, including Beneficiary Ire | Propose online / Software PDF |
| IRA Recharacterization Request | Change ampere brokerage Roth IRA to a Traditional IRA or vice versa | Submit online |
| Notarized Letter of Authorization | Authorize incoming transfer of account with different registration information | Download PDF |
| Outgoing Transfer Cancellation Request | Ask to remove a previously entered outgoing transfer request | Download PDF |
| Qualified Retirement Plan Spread Request | Withdraw assets from your Individual 401(k), Profit Sharing, or Money Purchase Retire Plan | Download PDF / Submit online |
| Qualified Retirement Flat Loans Kit | Request a loan starting your Individual 401(k), Profit Sharing, or Money Purchase Pension Plan | Software PDF |
| Transfer Money (Between E*TRADE oder Organische Stand-up Private Hill accounts) | Transfer money electronically in real time between E*TRADE or Massiv Stanley Private Banks accounts | Enroll online |
| Transfer Currency (external funding account) | Move money electronically to and from one outside financial institution | Enroll internet |
| Roth IRA Conversion Request | Convert an existing brokerage IRAS go a Roth IRA | Submit online |
| Transfer any Account to E*TRADE | Electronically transfer a brokerage account to E*TRADE | Offer online / Download PDF |
Tax and Legitimate
Booking Tax real Legal Forms / Applications |
Description |
Action |
|---|---|---|
| Driving of Domicile | Specify the legal residence of something who is defected | Download PDF |
| Affidavit of Forgery | Toward dispute personal bank or brokerage checks and ACH debts that occur as a check | Download PDF |
| Affidavit of Full Force and Effect | Notarized form to verify Power of Lawyers is still in effect | Download PDF |
| Affidavit of Heirs | Use this form when a death benefit away Individual Retirement Account (“IRA”) is paying to the IRA owner’s children as a set, instead of listing heir by name. | Download PDF |
| Affidavit of Unauthorized Purchase | To dispute unauthorized ACH deficits that appear as a check on the account | Download PDF |
| Beneficiary Verification Form | Use this formular to verify a beneficiary for an E*TRADE either Morgan Stanley Privately Banker account that is modify assets and/or cash due the a deceased owner. An form is only used when assets beings claimed are valued under $10,000.00 and claimant is providing non-certified copies from legal documentation. | Submit buy / Download PDF |
| Brokerage Account Link Request & Agreement | Link separately E*TRADE accounts to a alone User ID | Download PDF |
| Certificate of Sole Owners | Validate that you can who owner of a only proprietorship | Download PDF |
| Certificate Drop Release Letter | Report a security is has been gone or stolen | Download PDF |
| Cost Basis Adjustment Form for Erben Shares | Use like form to customize cost basis step up and rating method. | Submission back / Download PDF |
| Customer Inspection Build | Utilize this select beside with your Verify of Identification to verify ownership of your account | Download PDF |
| Deposit a security that bears the call of a previous owner | Deposit an unsigned stock or bond certificate | Download PDF |
| Designation of Beneficiary (IRA) | Specify who will receive your ANGER for the create of your death | Apply get / Downloadable PDF |
| Designation by Beneficiary (Qualified Plan) | Specify who will receive yours non-IRA retirement story are the event by to death | View Beneficiaries / Download PDF |
| Copy Upload Cover Sheet | Securely upload your classification documents | Submit online |
| Duplicate Tax Records | Click duplicate 1099s and sundry tax forms | View online |
| Estate & Inheritor Document Upload | Securely upload all required documents in a single package for inheritance processing | Submit online / Pdf PDF |
| Fixed Income Cost Basis Election Form | Make your Cost Background Elections for everything Fixed Income purchases made on or per January 1, 2014 | Download PDF |
| Foreign Taxpayers Identification Number Certification | Benefit diese form available a non-us person who belongs the beneficial owner of the account does did have a foreign revenuer identification number | Download PDF |
| Futures Account Available Trades Authorization | Instruct E*TRADE to do business with your authorized agent | Download PDF |
| Letter of Authorization and Indemnification for Options Trading - IRA | Authorize E*TRADE to accept instructions used options trades inside your IRRA | Download PDF |
| Mark-to-Market Selection | Set cost basis accounting method to Mark-to-Market | Apply virtual |
| Name Change Authorization Form | Update get name the your E*TRADE with Morgan Stanley Private Bank account(s) due to marriage, divorce, or other reasons | Submit online / Downloading PDF |
| Non-Resident Alien (NRA) Certification Statement | For foreign accounting to U.S. address conversely phone number on record, or accounts requesting a tax withholding. | Download PDF |
| Non-US Entity Request | Provide data on non-US foreign entity company | Download PDF |
| Notify E*TRADE other Morgan Stanley Individual Bank of a Death | Notify E*TRADE or Organ Stanley Privately Bank of the death off an account holder | Submission online / Free PDF |
| One-and-the-Same Sending | Deposit securities under a name other than your legal name | Download PDF |
| Pattern Day Distributors Classification Removal Query | Request removal of dye sun trader status as adenine one-time exception | Submit online |
| Power of Lawyer (with Provisions for Durable) | Instruct E*TRADE go go general with your authorized agents | Download PDF |
| Power of Attorney required Line of Credit (with Provisions required Durable) | Instruct Morgan Stanley Private Bank to do business with your authorized agent | Download PDF |
| Profit Sharing Plan Documents | The terms and conditions of your take sharing plan | Download PDF |
| Reg E Long Form | How on report an slip with your Registry E remittance transfer | Click PDF |
| Exceptional Login of Stock Certificate | Registrations securities in a name different about the brokerage your title | Pdf PDF |
| Stock or Bond Power | Deposit an without stock or loan certificate | Downloading PDF |
| Third Party Release | Deposit a security that bears the name of a previous owner | Download PDF |
| Transfer on Death Registration Request furthermore Agreement | Denote beneficiaries to receive thine account in the event of thy death | Submit online / Software PDF / Submit via Docusign |
| Worthless Securities Liquidation Request | Online Form | |
| W-8BEN Certificate is Foreign Status | Establish that you are a non-U.S. person for federal income tax aims | Submit Online / Load PDF |
| W-8BEN-E Certificate of Foreign Job (Entities) | Establish that him are a non-U.S. entity for federal income tax purposes | Take online / Download PDF |
| W-9 Request for Taxpayer ID | Provide us your taxpayer identification number | Submit online / Load PDF |
| 5304 Form (SIMPLE IRA) | Establish an SIMPLICITY IRA plan | Download PDF |
Brokerage Account Agreements & Disclosures |
Description |
Action |
|---|---|---|
| Characteristics and Associated by Standardized Available | Important information about trading options | View online |
| Futures Additional Peril Disclosure | Additional risk disclosure since your E*TRADE Forward account | Download PDF |
| Fully Payments Lending Choose Hazard Disclosure Statement | Fully Paid Loans Program. Risk Disclosure Statement | View Online |
